The ultimate Statutory & Regulatory burden of securing your Firm’s Anti-Money Laundering regime rests upon the MLRO, Partners and Management team.
Serious professional, financial and custodial penalties for MLROs and others have resulted from Statutory, Regulatory and Professional Standards’ breaches.
We offer the following three AML Consultancy Services:
- Key Compliance for MLROs
Obligations under the new MLR 2017 & new Criminal Finances Act 2017
Avoiding the pitfalls
Ongoing AML compliance
- Your Firm’s AML Policy
Reviewing your existing AML Policy and Risk Analysis
Conducting a ‘gap analysis’ (compared to the new MLR 2017)
Assisting you to implement the necessary changes
- Your Firm’s AML Risk Assessment
Assisting you with the Firm’s newly required AML Risk Assessment (Regulation 18, MLR 2017)